Traceability

Characteristic Name:	Traceability
Dimension:	Reliability and Credibility
Description:	The lineage of the data is verifiable
Granularity:	Record
Implementation Type:	Process-based approach
Characteristic Type:	Usage

Verification Metric:

The number of tasks failed or under performed due to lack of traceability in data

The number of complaints received due to lack of traceability in data

GuidelinesExamplesDefinitons

The implementation guidelines are guidelines to follow in regard to the characteristic. The scenarios are examples of the implementation

Guidelines:	Scenario:
Maintain provenance records for the events such as creation, update,transcription, abstraction, validation and transforming ownership, if the data are dynamic.	(1) Inventory system shows the current stocks and keep records for all the transactions that the stocks are subjected to
In case of multiple sources are available for same data/information, implement a traceability mechanism to view all versions from multiple sources	(1) Content management systems
Maintain proper protocols/standards/policy to archive data	(1) Every invoice is archived after 120 days of payments.
Maintain versions of data records where necessary	(1) Customer versions

Validation Metric:

How mature is the process to maintain traceability in data

These are examples of how the characteristic might occur in a database.

Example:	Source:
minutes of a meeting will be produced in draft form and reviewed by the members of the committee before being approved. Once this process of creation is ﬁnished the record must be ﬁxed and must not be susceptible to change. If a record is changed or manipulated in some way, it no longer provides evidence of the transaction it originally documented. For example, if someone alters the minutes of a meeting after they have been approved, the minutes can no longer be considered an accurate record of the meeting. This is another issue that becomes more important in an electronic context.	K. Smith, “Public Sector Records Management: A Practical Guide”, Ashgate, 2007.

Example:

Source:

minutes of a meeting will be produced in draft form and reviewed by the members of the committee before being approved. Once this process of creation is ﬁnished the record must be ﬁxed and must not be susceptible to change. If a record is changed or manipulated in some way, it no longer provides evidence of the transaction it originally documented. For example, if someone alters the minutes of a meeting after they have been approved, the minutes can no longer be considered an accurate record of the meeting. This is another issue that becomes more important in an electronic context.

K. Smith, “Public Sector Records Management: A Practical Guide”, Ashgate, 2007.

The Definitions are examples of the characteristic that appear in the sources provided.

Definition:	Source:
Is the background of the information visible (author, date etc.)?	EPPLER, M. J. 2006. Managing information quality: increasing the value of information in knowledge-intensive products and processes, Springer.
A data provanance record can include information about creation, update, transcription, abstraction, validation and transforming ownership of data.	ISO 2012. ISO 8000-2 Data Quality-Part 2-Vocabulary. ISO.
The extent to which the correctness of information is verifiable or provable in the context of a particular activity.	STVILIA, B., GASSER, L., TWIDALE, M. B. & SMITH, L. C. 2007. A framework for information quality assessment. Journal of the American Society for Information Science and Technology, 58, 1720-1733.

Completeness of mandatory attributes

Characteristic Name:	Completeness of mandatory attributes
Dimension:	Completeness
Description:	The attributes which are mandatory for a complete representation of a real world entity must contain values and cannot be null .
Granularity:	Element
Implementation Type:	Rule-based approach
Characteristic Type:	Declarative

Verification Metric:

The number of null values reported in a mandatory attribute per thousand records

GuidelinesExamplesDefinitons

The implementation guidelines are guidelines to follow in regard to the characteristic. The scenarios are examples of the implementation

Guidelines:	Scenario:
Specify which attributes are required to maintain a meaningful representation of an entity.	1) A sales order should at least have values for order number, Quantity, Price and Total (Sales order is the record)
Specify the states of an entity where the above identified attributes become mandatory values	(1)Order number quantity and total should be available as mandatory by the time order is created whereas price will become mandatory when the order is approved. (States :"Order created" "Order approved") (2) Product is retired and now has a product-last-available-date
Specify the dependencies of entities in operational context to identify the mandatory values	(1)Invoice number should exist to create a gate pass
Specify default values where possible	(1) Default country is Australia for those who fill the application from Australian IP addresses

Validation Metric:

How mature is the creation and implementation of the DQ rules to handle mandatory values

These are examples of how the characteristic might occur in a database.

Example:	Source:
1) Let us consider a Person relation with the attributes Name, Surname, BirthDate,and Email. The relation is shown in Figure 2.2. For the tuples with Id equalto2,3,and 4, the Email value is NULL. Let us suppose that the person represented by tuple 2 has no e-mail: no incompleteness case occurs. If the person represented by tuple 3 has an e-mail, but its value is not known then tuple 3 presents an incompleteness. Finally, if it is not known whether the person represented by tuple 4 has an e-mail or not, incompleteness may not be the case. ID 1 2 3 4 Name John Edward Anthony Marianne Surname Smith Monroe White Collins BirthDate 03/17/1974 02/03/1967 01/01/1936 11/20/1955 Email smith@abc.it NULL NULL NULL not existing existing but unknown not known if existing Fig. 2.2. The Person relation, with diﬀerent null value meanings for the e-mail attribute 2) if Dept is a relation representing the employees of a given department, and one speciﬁc employee of the department is not represented as a tuple of Dept, then the tuple corresponding to the missing employee is in ref(Dept),and ref(Dept) diﬀers from Dept in exactly that tuple.	C. Batini and M, Scannapieco, “Data Quality: Concepts, Methodologies, and Techniques”, Springer, 2006.
if a column should contain at least one occurrence of all 50 states, but the column contains only 43 states, then the population is incomplete.	Y. Lee, et al., “Journey to Data Quality”, Massachusetts Institute of Technology, 2006.
1) A database contains information on repairs done to capital equipment. How- ever, it is a known fact that sometimes the repairs are done and the information about the repair is just not entered into the database. This is the result of lack of concern on the part of the repair people and a lack of enforcement on the part of their supervisors. It is estimated that the amount of missing information is about 5%. This database is probably a good-quality database for assessing the general health of capital equipment. Equipment that required a great deal of expense to maintain can be identiﬁed from the data. Unless the missing data is disproportionately skewed, the records are usable for all ordinary decisions. However, trying to use it as a base for evaluating information makes it a low-quality database. The missing transactions could easily tag an important piece of equipment as satisfying a warranty when in fact it does not. 2) a BIRTH_DATE value left blank would not be accurate because all of us have birth dates.	J. E. Olson, “Data Quality: The Accuracy Dimension”, Morgan Kaufmann Publishers, 9 January 2003.

Example:

Source:

1) Let us consider a Person relation with the attributes Name, Surname, BirthDate,and Email. The relation is shown in Figure 2.2. For the tuples with Id equalto2,3,and 4, the Email value is NULL. Let us suppose that the person represented by tuple 2 has no e-mail: no incompleteness case occurs. If the person represented by tuple 3 has an e-mail, but its value is not known then tuple 3 presents an incompleteness. Finally, if it is not known whether the person represented by tuple 4 has an e-mail or not, incompleteness may not be the case.

ID 1

2 3 4

Name John

Edward Anthony Marianne

Surname Smith

Monroe White Collins

BirthDate 03/17/1974 02/03/1967 01/01/1936 11/20/1955

smith@abc.it NULL NULL NULL

not existing existing but unknown not known if existing

Fig. 2.2. The Person relation, with diﬀerent null value meanings for the e-mail attribute

2) if Dept is a relation representing the employees of a given department, and one speciﬁc employee of the department is not represented as a tuple of Dept, then the tuple corresponding to the missing employee is in ref(Dept),and ref(Dept) diﬀers from Dept in exactly that tuple.

C. Batini and M, Scannapieco, “Data Quality: Concepts, Methodologies, and Techniques”, Springer, 2006.

if a column should contain at least one occurrence of all 50 states, but the column contains only 43 states, then the population is incomplete.

Y. Lee, et al., “Journey to Data Quality”, Massachusetts Institute of Technology, 2006.

1) A database contains information on repairs done to capital equipment. How- ever, it is a known fact that sometimes the repairs are done and the information about the repair is just not entered into the database. This is the result of lack of concern on the part of the repair people and a lack of enforcement on the part of their supervisors. It is estimated that the amount of missing information is about 5%. This database is probably a good-quality database for assessing the general health of capital equipment. Equipment that required a great deal of expense to maintain can be identiﬁed from the data. Unless the missing data is disproportionately skewed, the records are usable for all ordinary decisions. However, trying to use it as a base for evaluating information makes it a low-quality database. The missing transactions could easily tag an important piece of equipment as satisfying a warranty when in fact it does not.

2) a BIRTH_DATE value left blank would not be accurate because all of us have birth dates.

J. E. Olson, “Data Quality: The Accuracy Dimension”, Morgan Kaufmann Publishers, 9 January 2003.

The Definitions are examples of the characteristic that appear in the sources provided.

Definition:	Source:
Domain Level: Data element is 1. Always required be populating and not defaulting; or 2. Required based on the condition of another data element. Entity Level: The required domains that comprise an entity exist and are not defaulted in aggregate.	B. BYRNE, J. K., D. MCCARTY, G. SAUTER, H. SMITH, P WORCESTER 2008. The information perspective of SOA design Part 6:The value of applying the data quality analysis pattern in SOA. IBM corporation.
A given data element (fact) has a full value stored for all records that should have a value.	ENGLISH, L. P. 2009. Information quality applied: Best practices for improving business information, processes and systems, Wiley Publishing.
Determined the extent to which data is not missing. For example, an order is not complete without a price and quantity.	G. GATLING, C. B., R. CHAMPLIN, H. STEFANI, G. WEIGEL 2007. Enterprise Information Management with SAP, Boston, Galileo Press Inc.
Completeness refers to the expectation that certain attributes are expected to have assigned values in a data set. Completeness rules can be assigned to a data set in three levels of constraints: 1. Mandatory attributes that require a value 3. Inapplicable attributes (such as maiden name for a single male), which may not have a value.2. Optional attributes, which may have a value.	LOSHIN, D. 2001. Enterprise knowledge management: The data quality approach, Morgan Kaufmann Pub.
An expectation of completeness indicates that certain attributes should be assigned values in a data set. Completeness rules can be assigned to a data set in three levels of constraints:1. Mandatory attributes that require a value, 2. Optional attributes, which may have a value based on some set of conditions, and 3. Inapplicable attributes, (such as maiden name for a single male), which may not have a value.	LOSHIN, D. 2006. Monitoring Data quality Performance using Data Quality Metrics. Informatica Corporation.